Daiwa Capital Markets America Inc. is a corporation organized under the laws of the State of New York, a broker-dealer registered with the U.S. Securities and Exchange Commission, a futures commission merchant regulated by the Commodities Futures Trading Commission, and a primary dealer with the Federal Reserve in U.S. government securities.
Daiwa Capital Markets America Inc. is a member of FINRA and SIPC. When a broker firm fails, SIPC protects securities and cash in a customer’s brokerage account up to $500,000 (including up to $250,000 for claims of cash). See explanatory brochure at www.sipc.org or obtain one by contacting SIPC by phone at +1 202 371 3800.