Financial Disclosures

Disclosure Documents

All Financial Disclosures

Mid Year Statement of Financial Condition

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Year End Statement of Financial Condition

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Audited Statement of Financial Condition

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Daily Segregation and Secured 30.7 Statement

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Most recently filed FOCUS Report_Tentative Net Capital, Net Capital and Excess Net Capital

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Most recently filed FOCUS Report_Month End Segregation and Secured 30.7 Statement

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Related Downloads

Regulatory Disclosures

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SEC Rule 605 and 606

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