Who We Are - Daiwa Capital Markets America Inc.

About Daiwa Capital Markets America Inc.

Daiwa Capital Markets America Inc. (“DCMA”), was incorporated in 1964. DCMA is a New York-based registered securities broker-dealer, a futures commission merchant, a primary dealer of U.S. Treasury securities, and a member of the New York Stock Exchange and other major U.S. exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments, financial futures, and investment banking for institutional customers. DCMA’s ultimate parent company is Daiwa Securities Group Inc.

Our Corporate Principles

DCMA is committed to carrying out the corporate principles established by Daiwa Securities Group Inc. These important values are as follows:

Building Trust

The trust and approval of customers form the very foundation of Daiwa Securities Group. The Group will always place the needs of its customers first, and strive to develop the advanced, specialized skills to offer them the most-attractive products and services of any securities group.

Placing Importance on Personnel

The source of the Group’s competitiveness lies in the capabilities of its employees. The Group will promote the creativity of employees by offering them a challenging and self-directed working environment that encourages their abilities and appropriately rewards their contributions.

Contributing to Society

The Daiwa Securities Group seeks to benefit the economy and society through the development of healthy financial markets. In addition to scrupulously observing both regulations and internal policies, the Group will strive to maintain a high sense of morality and duty, endeavoring to continue contributing to the sustainable growth of the societies in which we operate.

Maintaining Healthy Earnings Results

The Group will always seek to develop healthy business operations and to increase corporate value for the benefit of its shareholders. By providing customers with attractive products and services, the Daiwa Securities Group seeks to generate strong profits and healthy returns for its shareholders.

Leadership & Management

The primary role of the Board of Directors is to supervise and be the voice of DCMA, balancing short-term operational excellence with sustained long-term success.

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Corporate History

Fujimoto Bill Broker began with the aim of establishing itself as a full-fledged, British-style bill broker that would eventually find a niche for itself in the intermediation of funds between financial institutions and business corporations.

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Global Offices

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Corporate Social Responsibility

DCMA recognizes its mission is to contribute to the development of society and the economy through its daily operations.

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